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Paper:自动驾驶领域SAE标准之《道路机动车辆驾驶自动化系统相关术语的分类和定义》官方英文原文翻译与解读(二)


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Paper:自动驾驶领域SAE标准之《道路机动车辆驾驶自动化系统相关术语的分类和定义》官方英文原文翻译与解读(二)

目录

自动驾驶领域SAE标准之《道路机动车辆驾驶自动化系统相关术语的分类和定义》官方英文原文翻译与解读(二)

4. TAXONOMY OF DRIVING AUTOMATION

5.1 LEVEL or CATEGORY 0 - NO DRIVING AUTOMATION   1级或0级-无驾驶自动化

5.2 LEVEL or CATEGORY 1 - DRIVER ASSISTANCE  一级或一级-驾驶员协助

5.3 LEVEL or CATEGORY 2 - PARTIAL DRIVING AUTOMATION  级或二类-部分驾驶自动化

5.4 LEVEL or CATEGORY 3 - CONDITIONAL DRIVING AUTOMATION  级或3类-条件驾驶自动化

5.5 LEVEL or CATEGORY 4 - HIGH DRIVING AUTOMATION   级或4类高驾驶自动化

5.6 LEVEL [CATEGORY] 5 - FULL DRIVING AUTOMATION   级[类]5 -全驾驶自动化

6. SIGNIFICANCE OF OPERATIONAL DESIGN DOMAIN (ODD)  操作设计域的意义(ODD)

7. DEPRECATED TERMS   弃用的条款

7.1 Autonomous, Self-Driving, Driverless, Unmanned, Robotic   自动驾驶,自动驾驶,无人驾驶,无人驾驶,机器人

7.2 Automated or Autonomous Vehicle   自动驾驶或自动驾驶车辆

7.3 Control  控制

8. ADDITIONAL DISCUSSION   额外的讨论

8.1 Level are assigned, rather than measured  等级是指定的,而不是测量的

8.2 Levels are Mutually Exclusive 级别是相互排斥的

8.3 User request to perform the DDT when a level 3, 4 or 5 ADS is engaged  当3级、4级或5级广告被激活时,用户要求执行DDT

8.4 Driving vs. DDT   驾驶vs. DDT

8.5 Comparison of J3016 driving automation levels with BASt and NHTSA levels   J3016驾驶自动化水平与BASt、NHTSA水平比较

9. NOTES  说明

9.1 Revision Indicator  修订指示器


相关文章
Paper:自动驾驶领域SAE标准之《道路机动车辆驾驶自动化系统相关术语的分类和定义》官方英文原文翻译与解读(一)
Paper:自动驾驶领域SAE标准之《道路机动车辆驾驶自动化系统相关术语的分类和定义》官方英文原文翻译与解读(二)
 

自动驾驶领域SAE标准之《道路机动车辆驾驶自动化系统相关术语的分类和定义》官方英文原文翻译与解读(二)

       SAE技术标准委员会规定:“本报告由SAE发布,旨在推动技术和工程科学的发展。本报告的使用完全是自愿的,它的适用性和适合于任何特定的使用,包括任何专利侵权引起的,是用户的唯一责任。“SAE至少每五年审核一次每份技术报告,在此期间,报告可能会被修订、重申、稳定或取消。SAE诚邀您的书面评论和建议。
SAE官网https://www.sae.org/standards/

  • J3016™  SEP2016
  • 发布2014 - 01
  • 修改2016 - 09
  • 取代J3016 JAN2014

4. TAXONOMY OF DRIVING AUTOMATION

The terms defined above inform a taxonomy of driving automation consisting of six discrete and mutually exclusive levels (see section 8.2). Central to this taxonomy are the respective roles of the (human) user and the driving automation system in relation to each other. Because changes in the functionality of a driving automation system change the role of the (human) user, they provide a basis for categorizing such systems. For example:
  • If the driving automation system performs the sustained longitudinal and/or lateral vehicle motion control subtasks of the DDT, the driver does not do so, although s/he is expected to complete the DDT. This division of roles corresponds to levels 1 and 2.
  • If the driving automation system performs the entire DDT, the user does not do so. However, if a DDT fallback-ready user is expected to take over the DDT when a DDT performance-relevant system failure occurs or when the driving automation system is about to leave its operational design domain (ODD), then that user is expected to be receptive and able to resume DDT performance when alerted to the need to do so. This division of roles corresponds to level 3.
  • Lastly, if a driving automation system can perform the entire DDT and DDT fallback either within a prescribed ODD or in all driver-manageable on-road driving situations (unlimited ODD), then any users present in the vehicle while the ADS is engaged are passengers. This division of roles corresponds to levels 4 and 5.
上面定义的术语将自动驾驶分为六个独立且互斥的级别(见8.2节)。这种分类法的中心是(人类)用户和驾驶自动化系统各自的角色。因为驱动自动化系统的功能变化会改变(人类)用户的角色,所以它们为分类这样的系统提供了基础。例如:
  • 如果驾驶自动化系统执行持续的纵向和/或横向车辆运动控制的DDT的子任务,司机不这样做,尽管他/她被期望完成DDT。这种角色划分对应于级别1和级别2。
  • 如果驾驶自动化系统执行整个DDT,用户不这样做。然而,如果DDT fallback-ready用户预计将接管DDT DDT performance-relevant系统故障发生时或者当驾驶自动化系统即将离开其操作设计域(ODD),然后用户预计将接受和能够恢复DDT性能当提醒需要这样做。这种角色划分对应于级别3。
  • 最后,如果驾驶自动化系统可以在规定的奇数或所有司机可管理的道路驾驶情况下(无限奇数)执行整个DDT和DDT后退,那么在广告参与时,车辆中的任何用户都是乘客。这种角色划分对应于级别4和级别5。
The vehicle also fulfills a role in this driving automation taxonomy, but the role of the vehicle does not change the role of the user in performing the DDT.
In this way, driving automation systems are categorized into levels based on:
1. Whether the driving automation system performs either the longitudinal or the lateral vehicle motion control subtask of the DDT.
2. Whether the driving automation system performs both the longitudinal and the lateral vehicle motion control subtasks of the DDT simultaneously.
3. Whether the driving automation system also performs the OEDR subtask of the DDT.
4. Whether the driving automation system also performs DDT fallback.
5. Whether the driving automation system is limited by an ODD.
Table 1 (below) summarizes the six levels of driving automation in terms of these five elements.
驾驶自动化分类中,车辆也扮演一个角色,但车辆的角色并不改变用户在执行DDT时的角色
通过这种方式,驱动自动化系统被分为以下级别:
1. 驾驶自动化系统是否执行纵向或横向车辆运动控制的DDT子任务。
2. 驱动自动化系统是否同时执行DDT的纵向和横向车辆运动控制子任务。
3.驱动自动化系统是否也执行DDT的OEDR子任务。
4. 驾驶自动化系统是否也会执行DDT回退。
5. 驱动自动化系统是否受到奇数的限制。
表1(下表)从这五个方面总结了驾驶自动化的六个级别。

Table 1 - Summary of levels of driving automation
SAE’s levels of driving automation are descriptive and informative, rather than normative, and technical rather than legal. Elements indicate minimum rather than maximum capabilities for each level. In this table, “system" refers to the driving automation system or Automated Driving System (ADS), as appropriate.

表1 -驾驶自动化水平的摘要
SAE的驾驶自动化水平是描述性和知识性的,而不是规范性的,技术性的而不是法律的。元素表示每个级别的最小而不是最大能力。本表中“系统”指驾驶自动化系统或自动驾驶系统(ADS),视情况而定。

持续的横向和纵向车辆运动控制、OEDR、DDT fallback、ODD

  • 0、没有驾驶自动化
    整个DDT的性能由驾驶员决定,即使主动安全系统增强了性能。
  • 1、驾驶员辅助
    驾驶自动化系统持续执行车辆横向或纵向运动控制任务(但不能同时执行),并期望驾驶员执行剩余的运动控制任务。
  • 2、部分驱动自动化
    驾驶自动化系统对车辆横向运动控制和纵向运动控制的子任务进行持续和奇数特定的执行,期望驾驶员完成OEDR子任务并监督驾驶自动化系统。
  • 3、有条件的驾驶自动化
    一个ADS对整个DDT的持续和特定的性能,期望DDT后备用户能够接受ADS发出的干预请求,以及其他车辆系统中与DDT性能相关的系统故障,并将作出适当的响应。
  • 4、高度驾驶自动化
    通过一个完整的DDT和DDT后备广告的持续和特定的性能,而不期望用户会响应干预请求。
  • 5、全驾驶自动化
    持续的和无条件的(也就是,不是特定于奇数的)执行一个完整的DDT和DDT的广告,而不期望用户会响应一个干预的请求。

Figure 8 - Simplified logic flow diagram for assigning driving automation level to a feature

图8 -为一个特性分配驱动自动化级别的简化逻辑流程图
执行完整的DDT和DDT回退没有ODD的限制? 

  • →全自动驾驶,5级

执行完整的DDT和DDT回退,在一个有限的ODD范围内? 

  • →高度动自动化,4级

执行完整的DDT,但不执行DDT回退,在一个有限的ODD范围内?

  • →有条件的自动化,3级

执行纵向和横向车辆运动控制(在持续的基础上),但不完成OEDR?

  • →部分的自动化,2级

执行纵向或横向车辆运动控制(在持续的基础上),但不完成OEDR?

  • →驾驶员辅助,1级

执行没有DDT或者DDT回退?

  • →没有驱动自动化,0级
Figure 8 shows a simplified logic diagram for classifying driving automation features. Note that the information required to answer the questions posed in this figure cannot be empirically derived (see 8.1).
Table 2 (below) details the six levels of driving automation with reference to the roles (if any) that the user and the driving automation system play in performing the DDT and the DDT fallback. (NOTE: This assignment of roles refers to technical aspects of vehicle operation rather than to legal aspects.)
The descriptions provided in column 2 of Table 2 indicate the role (if any) of the user in performing part or all of the DDT and/or performing the DDT fallback, while the descriptions provided in column 3 indicate the role (if any) of the driving automation system in performing the same. As in Table 1, "system" refers to the driving automation system or ADS, as appropriate.
Note that the foregoing roles are determined by the design of the driving automation system in combination with the instructions provided to the user, regardless of malfunction in a particular driving automation system or a user’s mis-performance of their role in a given circumstance. (See 8.1.)
图8显示了对驱动自动化特性进行分类的简化逻辑图。注意,回答本图中所提出的问题所需的资料不能根据经验得出(见8.1)。
表2(下)详细列出了驾驶自动化的六个级别,并参照用户和驾驶自动化系统在执行DDT和DDT后备方案时所扮演的角色(如果有的话)。(注:此角色分配是指车辆运营的技术方面,而不是法律方面。)
提供的描述在表2的第2列中显示用户的角色(如果有的话)在执行部分或全部执行DDT的DDT和/或回退,而第三列中提供的描述显示的作用(如果有的话)驾驶自动化系统在执行相同的。如表1所示,“系统”指的是驾驶自动化系统或ADS(视情况而定)。
请注意,上述角色是由驱动自动化系统的设计和提供给用户的说明共同决定的,无论在特定的驱动自动化系统中发生故障或用户在给定的环境中错误地执行其角色。(参见8.1)。

Table 2 - Roles of human driver and driving automation system by level of driving automation   表2 -按驾驶自动化程度划分的人类驾驶员和驾驶自动化系统的角色

AutomationRole of UserRole of Driving Automation System

DRIVER PERFORMS THE DYNAMIC DRIVING TASK (DDT)    

DRIVER执行动态驱动任务(DDT)

Level 0 - No Driving AutomationDriver (at all times):
• Performs the entire DDT
Driving Automation System (if any):
• Does not perform any part of the DDT on a sustained basis (although other vehicle systems may provide warnings or support, such as momentary emergency intervention)
Level 1 - Driver AssistanceDriver (at all times):
• Performs the remainder of the DDT not performed by the driving automation system
• Supervises the driving automation system and intervenes as necessary to maintain safe operation of the vehicle
• Determines whether/when engagement or disengagement of the driving automation system is appropriate
• Immediately performs the entire DDT whenever required or desired
Driving Automation System (while engaged):
• Performs part of the DDT by executing either the longitudinal or the lateral vehicle motion control subtask
• Disengages immediately upon driver request
Level 2 - Partial Driving Automation
 
Driver (at all times):
• Performs the remainder of the DDT not performed by the driving automation system
• Supervises the driving automation system and intervenes as necessary to maintain safe operation of the vehicle
• Determines whether/when engagement and disengagement of the driving automation system is appropriate
• Immediately performs the entire DDT whenever required or desired
Driving Automation System (while engaged):
• Performs part of the DDT by executing both the lateral and the longitudinal vehicle motion control subtasks
• Disengages immediately upon driver request

AUTOMATED DRIVING SYSTEM (ADS) PERFORMS THE ENTIRE DYNAMIC DRIVING TASK (DDT)

自动驾驶系统执行整个动态驾驶任务(DDT)

Level 3 – Conditional Driving Automation
 
Driver (while the ADS is not engaged):
• Verifies operational readiness of the ADS-equipped vehicle
• Determines when engagement of ADS is appropriate
• Becomes the DDT fallback-ready user when the ADS is engaged
DDT fallback-ready user (while the ADS is engaged):
• Is receptive to a request to intervene and responds by performing DDT fallback in a timely manner
• Is receptive to DDT performance-relevant system failures in vehicle systems and, upon occurrence, performs DDT fallback in a timely manner
• Determines whether and how to achieve a minimal risk condition
• Becomes the driver upon requesting disengagement of the ADS
ADS (while not engaged):
• Permits engagement only within its ODD
ADS (while engaged):
• Performs the entire DDT
• Determines whether ODD limits are about to be exceeded and, if so, issues a timely request to intervene to the DDT fallback-ready user
• Determines whether there is a DDT performance-relevant system failure of the ADS and, if so, issues a timely request to intervene to the DDT fallback-ready user
• Disengages an appropriate time after issuing a request to intervene
• Disengages immediately upon driver request
Level 4 - High Driving AutomationDriver/dispatcher (while the ADS is not engaged):
• Verifies operational readiness of the ADS-equipped vehicle
• Determines whether to engage the ADS
• Becomes a passenger when the ADS is engaged only if physically present in the vehicle
Passenger/dispatcher (while the ADS is engaged):
• Need not perform the DDT or DDT fallback
• Need not determine whether and how to achieve a minimal risk condition
• May perform the DDT fallback following a request to intervene
• May request that the ADS disengage and may achieve a minimal risk condition after it is disengaged
• May become the driver after a requested disengagement
ADS (while not engaged):
• Permits engagement only within its ODD
ADS (while engaged):
• Performs the entire DDT
• May issue a timely request to intervene
• Performs DDT fallback and transitions automatically to a minimal risk condition when:
• A DDT performance-relevant system failure occurs or
• A user does not respond to a request to intervene or
• A user requests that it achieve a minimal risk condition
• Disengages, if appropriate, only after:
• It achieves a minimal risk condition or
• A driver is performing the DDT
• May delay user-requested
Level 5 - Full Driving Automation
 
Driver/dispatcher (while the ADS is not engaged):
• Verifies operational readiness of the ADS-equipped vehicle
• Determines whether to engage the ADS
• Becomes a passenger when the ADS is engaged only if physically present in the vehicle
Passenger/dispatcher (while the ADS is engaged):
• Need not perform the DDT or DDT fallback
• Need not determine whether and how to achieve a minimal risk condition
• May perform the DDT fallback following a request to intervene
• May request that the ADS disengage and may achieve a minimal risk condition after it is disengaged
• May become the driver after a requested disengagement
ADS (while not engaged):
• Permits engagement of the ADS under all driver-manageable on-road conditions
ADS (while engaged):
• Performs the entire DDT
• Performs DDT fallback and transitions automatically to a minimal risk condition when:
• A DDT performance-relevant system failure occurs or
• A user does not respond to a request to intervene or
• A user requests that it achieve a minimal risk condition
• Disengages, if appropriate, only after:
• It achieves a minimal risk condition or
• A driver is performing the DDT
• May delay a user-requested disengagement

Table 3, below, describes a user’s role with respect to an engaged driving automation system operating at a particular level of driving automation at a particular point in time. A user occupying a given vehicle can have one of three possible roles during a particular trip: 1) driver, 2) DDT fallback-ready user or 3) passenger. A remote user of a given vehicle (i.e., who is not seated in the driver’s seat of the vehicle during use) can also have one of three possible roles during a particular trip: 1) remote driver, 2) DDT fallback-ready user or 3) dispatcher.
下面的表3描述了用户在某一特定时间点在某一特定级别的驾驶自动化系统上所扮演的角色。在一个特定的旅程中,占用一个给定车辆的用户可以有三种可能的角色之一:1)司机,2)DDT后备用户或3)乘客。一个特定车辆的远程用户(即在使用过程中没有坐在驾驶座位上的人)在特定旅程中也可以有以下三种可能的角色:1)远程司机,2)DDT后备用户或3)调度员。

Table 3 - User roles while a driving automation system is engaged 
表3 -驾驶自动化系统使用时的用户角色

NOTE: A vehicle equipped with a level 4 or 5 ADS may also support a driver role. For example, in order to complete a given trip, a user of a vehicle equipped with a level 4 ADS feature designed to operate the vehicle during high-speed freeway conditions will generally choose to perform the DDT when the freeway ends; otherwise the ADS will automatically perform DDT fallback and achieve a minimal risk condition as needed. However, unlike at level 3, this user is not a DDT fallback-ready user while the ADS is engaged.注意:配备4级或5级ADS的车辆也可以支持驾驶员的角色。例如,为了完成给定的旅程,一辆配备了4级ADS功能的汽车的用户通常会在高速公路结束时选择执行DDT;否则,广告将自动执行DDT回退,并在需要时实现最小的风险条件。然而,与第3级不同的是,当广告被使用时,这个用户并不是DDT的后备用户。

5. LEVELS OR CATEGORIES OF DRIVING AUTOMATION

As discussed above, the level of driving automation is based on the functionality of the driving automation system, as determined by an allocation of roles in DDT and DDT fallback performance between that system and the (human) user (if any). The manufacturer of a driving automation system determines that system’s requirements, operational design domain (ODD), and operating characteristics, including the level of driving automation, as defined below. The manufacturer also defines the proper use of that system.
The lower two levels of driving automation (1-2) refer to cases in which the (human) driver continues to perform part of the DDT while the driving automation system is engaged.
The upper three levels of driving automation (3-5) refer to cases in which the Automated Driving System (ADS) performs the entire the DDT on a sustained basis while it is engaged.
 
  
  

5.1 LEVEL or CATEGORY 0 - NO DRIVING AUTOMATION   1级或0级-无驾驶自动化

The performance by the driver of the entire DDT, even when enhanced by active safety systems.

整个DDT的性能由驾驶员决定,即使主动安全系统增强了性能。

5.2 LEVEL or CATEGORY 1 - DRIVER ASSISTANCE  一级或一级-驾驶员协助

The sustained and ODD-specific execution by a driving automation system of either the lateral or the longitudinal vehicle motion control subtask of the DDT (but not both simultaneously) with the expectation that the driver performs the remainder of the DDT.
NOTE: A level 1 feature performing either the lateral or the longitudinal vehicle motion control subtask of the DDT is capable of only limited OEDR within its dimension (lateral or longitudinal), meaning that there are some events that the driving automation system is not capable of recognizing or responding to. Therefore, the driver must supervise the driving automation system performance by completing the OEDR subtask of the DDT as well as performing the other dimension of vehicle motion control. See Figure 1 (discussing the three primary subtasks of the DDT).

驾驶自动化系统持续执行车辆横向或纵向运动控制任务(但不能同时执行),并期望驾驶员执行剩余的运动控制任务。
注:1级特性进行横向或纵向车辆运动控制子任务的DDT的能力有限OEDR在其维度(横向或纵向),也就是说,有些事件的驾驶自动化系统不能识别或回应。因此,驾驶员必须通过完成DDT的OEDR子任务以及执行车辆运动控制的其他维度来监督驾驶自动化系统的性能。请参见图1(讨论DDT的三个主要子任务)。

5.3 LEVEL or CATEGORY 2 - PARTIAL DRIVING AUTOMATION  级或二类-部分驾驶自动化

The sustained and ODD-specific execution by a driving automation system of both the lateral and longitudinal vehicle motion control subtasks of the DDT with the expectation that the driver completes the OEDR subtask and supervises the driving automation system.
NOTE: A level 2 driving automation feature is capable of only limited OEDR, meaning that there are some events that the driving automation system is not capable of recognizing or responding to. Therefore the driver supervises the driving automation system performance by completing the OEDR subtask of the DDT. See Figure 1 (discussing the three primary subtasks of the DDT).
驾驶自动化系统对车辆横向运动控制和纵向运动控制的子任务进行持续和奇数特定的执行,期望驾驶员完成OEDR子任务并监督驾驶自动化系统。
注:2级驾驶自动化功能的OEDR是有限的,这意味着有些事件是驾驶自动化系统无法识别或响应的。因此,驾驶员通过完成DDT的OEDR子任务来监督驾驶自动化系统的性能。请参见图1(讨论DDT的三个主要子任务)。

5.4 LEVEL or CATEGORY 3 - CONDITIONAL DRIVING AUTOMATION  级或3类-条件驾驶自动化

The sustained and ODD-specific performance by an ADS of the entire DDT with the expectation that the DDT fallback-ready user is receptive to ADS-issued requests to intervene, as well as to DDT performance-relevant system failures in other vehicle systems, and will respond appropriately.
NOTE 1: The DDT fallback-ready user need not supervise a level 3 ADS while it is engaged but is expected to be prepared to resume the DDT when the ADS issues a request to intervene, such as when a DDT performance-relevant system failure occurs.
NOTE 2: A level 3 ADS’s DDT fallback-ready user is also expected to be receptive to evident DDT performance-relevant system failures in vehicle systems that do not necessarily trigger an ADS-issued request to intervene, such as a broken body or a suspension component.
NOTE 3: In the event of a DDT performance-relevant system failure in a level 3 ADS or in the event that the ADS will soon exit its ODD, the ADS will issue a request to intervene within sufficient time for a typical person to respond appropriately to the driving situation at hand.
NOTE 4: An “appropriate” response by a DDT fallback-ready user to a request to intervene may entail bringing the vehicle to a minimal risk condition or continuing to operate the vehicle after the ADS has disengaged.
EXAMPLE: An ADS feature capable of performing the entire DDT in low-speed, stop-and-go freeway traffic.

一个ADS对整个DDT的持续和特定的性能,期望DDT后备用户能够接受ADS发出的干预请求,以及其他车辆系统中与DDT性能相关的系统故障,并将作出适当的响应。
注1:DDT后备用户不需要监督3级广告,但当广告发出干预请求时,如发生与DDT性能相关的系统故障时,需要准备恢复DDT。
注2:3级ADS的DDT备用用户也应能接受明显的与DDT性能相关的系统故障,而这些故障不一定会触发ADS发出的干预请求,如车身损坏或悬挂组件。
注3:在发生DDT performance-relevant系统故障在三级广告或广告的事件将很快退出ODD,广告将会干预发出一个请求在足够的时间内对一个人来说适当的应对手头的驾驶情况。
注4:对于干预请求,DDT后备用户的“适当”回应可能包括将车辆置于最低风险状态,或在广告退出后继续操作车辆。
例如:ADS的一个功能是在高速公路低速走走停停的交通中执行整个DDT。
5.5

5.5 LEVEL or CATEGORY 4 - HIGH DRIVING AUTOMATION   级或4类高驾驶自动化

The sustained and ODD-specific performance by an ADS of the entire DDT and DDT fallback, without any expectation that a user will respond to a request to intervene.
NOTE 1: The user does not need to supervise a level 4 ADS feature or be receptive to a request to intervene while the ADS is engaged. A level 4 ADS is capable of automatically performing DDT fallback, as well as achieving a minimal risk condition if a user does not resume performance of the DDT. This automated DDT fallback and minimal risk condition achievement capability is the primary difference between level 4 and level 3 ADS features. This means that the user of an engaged level 4 ADS feature is a passenger who need not respond to requests to intervene or to DDT performance-relevant system failures.
NOTE 2: Level 4 ADS features may be designed to operate the vehicle throughout complete trips (e.g., a closed campus shuttle feature), or they may be designed to operate the vehicle during only part of a given trip, after ODD requirements are met (e.g., a high-speed freeway cruising feature), For example, in order to complete a given trip, a user of a vehicle equipped with a level 4 ADS feature designed to operate the vehicle during high-speed freeway conditions will generally choose to perform the DDT when the freeway ends; otherwise the ADS will automatically perform DDT fallback and achieve a minimal risk condition as needed. However, unlike at level 3, this user is not a DDT fallback-ready user while the ADS is engaged. (see Example 2, below).
EXAMPLE 1: A level 4 ADS feature capable of performing the entire DDT during valet parking (i.e., curb-to-door or vice versa) without any driver supervision.

EXAMPLE 2: A level 4 ADS feature capable of performing the entire DDT during sustained operation on a motorway or freeway (i.e., within its ODD). (Note: The presence of a user in the driver’s seat who is capable of performing the DDT is envisioned in this example, as driver performance of the DDT would have been necessary before entering, and would again be necessary after leaving, the motorway or freeway. Thus, such a feature would alert the user that s/he should resume vehicle operation shortly before exiting the ODD, but if the user fails to respond to such an alert, the ADS will nevertheless perform the DDT fallback and achieve a minimal risk condition automatically.)
EXAMPLE 3: A dispatcher may engage a level 4 ADS-DV, which is capable of following a pre-defined route within a confined geographical area (e.g., residential community, military base, university campus).

通过一个完整的DDT和DDT的广告的持续和特定的性能,没有任何期望用户会响应干预的请求。
注1:用户不需要监督4级广告功能,也不需要接受在广告投入时进行干预的请求。4级ADS能够自动执行DDT的回退,并在用户不恢复DDT性能的情况下实现最小的风险。自动DDT撤退和最低风险条件下的能力是4级和3级ADS功能的主要区别。这意味着使用4级广告功能的用户是不需要响应干预请求或与性能相关的系统故障的乘客。
注2:四级广告特性可能是运营车辆在设计完成旅行(举例来说,一个封闭的校园穿梭特性),也可以用来操作车辆只在给定行程的一部分,ODD的需求得到满足后(如高速公路巡航功能),例如,为了完成一个给定的旅行,在高速公路结束时,配备了4级ADS功能的车辆的用户通常会选择执行DDT;否则,广告将自动执行DDT回退,并在需要时实现最小的风险条件。然而,与第3级不同的是,当广告被使用时,这个用户并不是DDT的后备用户。(参见下面的示例2)。
例子1:4级ADS功能能够在代客泊车(即从路边到门口或从路边到门口)期间执行整个DDT,而不需要任何司机的监督。

例子2:关卡4的ADS能够在高速公路或高速公路的持续运行中执行整个DDT(游戏邦注:即在其奇数范围内)。(注:在这个例子中,可以想象驾驶座位上有一个能够使用DDT的人,因为司机在进入高速公路之前必须使用DDT,离开高速公路后也必须使用。因此,这样的功能会提醒用户,他/她应该在离开奇数之前不久恢复车辆操作,但如果用户没有响应这样的警报,广告将执行DDT回退,自动实现最小的风险条件。)
例3:调度员可能会使用4级ADS-DV,它能够在一个有限的地理区域内(如居民区、军事基地、大学校园)遵循预先定义的路线。

5.6 LEVEL [CATEGORY] 5 - FULL DRIVING AUTOMATION   级[类]5 -全驾驶自动化

The sustained and unconditional (i.e., not ODD-specific) performance by an ADS of the entire DDT and DDT fallback without any expectation that a user will respond to a request to intervene.
NOTE 1: “Unconditional/not ODD-specific” means that the ADS can operate the vehicle under all driver-manageable on-road conditions. This means, for example, that there are no design-based weather, time-of-day, or geographical restrictions on where and when the ADS can operate the vehicle. However, there may be conditions not manageable by a driver in which the ADS would be unable to complete a given trip (i.e., white-out snow storm, flooded roads, glare ice, etc.) until or unless the adverse conditions clear. At the onset of such unmanageable conditions the ADS would perform the DDT fallback to achieve a minimal risk condition (e.g., by pulling over to the side of the road and waiting for the conditions to change).
NOTE 2: In the event of a DDT performance-relevant system failure (of an ADS or the vehicle), a level 5 ADS automatically performs the DDT fallback and achieves a minimal risk condition
NOTE 3: The user does not need to supervise a level 5 ADS, nor be receptive to a request to intervene while it is engaged.
EXAMPLE: A vehicle with an ADS that, once programmed with a destination, is capable of operating the vehicle throughout complete trips on public roadways, regardless of the starting and end points or intervening road, traffic, and weather conditions.

5持续的和无条件的(也就是,不是特定于奇数的)执行一个完整的DDT和DDT的广告,而不期望用户会响应一个干预的请求。
注1:“无条件/非单双号”是指ADS可以在所有驾驶员可管理的道路条件下操作车辆。这意味着,例如,没有基于设计的天气,时间,或地理限制广告可以操作车辆的时间和地点。然而,在一些驾驶员无法控制的情况下,广告可能无法完成指定的行程(例如,白色的暴风雪、被水淹没的道路、耀眼的冰等),直到或除非恶劣的条件消失。在出现这种难以控制的情况时,广告会采取DDT补救措施,以达到最低风险(例如,将车停在路边,等待情况发生变化)。
注2:如果发生与DDT性能相关的系统故障(ADS或车辆),5级ADS会自动执行DDT回退,并实现最低风险条件
注3:用户不需要监督5级广告,也不需要接受在用户参与时进行干预的请求。
例如:一种带有广告的车辆,一旦设定了目的地,就可以在公共道路上行驶,而不受起点和终点的影响,也不受道路、交通和天气的影响。

6. SIGNIFICANCE OF OPERATIONAL DESIGN DOMAIN (ODD)  操作设计域的意义(ODD)

Conceptually, the role of a driving automation system vis-à-vis a user in performance of part or all of the DDT is orthogonal to the specific conditions under which it performs that role: A specific implementation of adaptive cruise control, for example, may be intended to operate only at high speeds, only at low speeds, or at all speeds.
For simplicity, however, J3016’s taxonomy collapses these two axes into a single set of levels of driving automation. Levels 1 through 4 expressly contemplate ODD limitations. In contrast, level 5 expressly disavows any such limitations.
Accordingly, accurately describing a feature (other than at level 5) requires identifying both its level of driving automation and its operational design domain (ODD). As provided in the definitions above, this combination of level of driving automation and ODD is called a usage specification, and a given feature satisfies a given usage specification.
Because of the wide range of possible ODDs, a wide range of possible features may exist in each level (e.g., level 4 includes parking, high-speed, low-speed, geo-fenced, etc.). For this reason, SAE J3016 provides less detail about the ODD attributes that may define a given feature than about the respective roles of a driving automation system and its user.
ODD is especially important to understanding why an ADS is not level 5 merely because it operates an ADS-dedicated vehicle. Unlike a level 5 ADS, a level 4 ADS has a limited ODD. Geographic or environmental restrictions on an ADS-DV may reflect the ODD limitations of its ADS (or they may reflect vehicle design limitations).
Figure 9 illustrates the orthogonality of ODD relative to levels of driving automation.
从概念上讲,驾驶自动化系统的作用性能相对于用户的部分或全部DDT是正交的具体情况下,它执行角色:自适应巡航控制系统的具体实现,例如,也许是为了操作只有在高速,只在低速或速度。
不过,为了简单起见,J3016的分类法将这两个轴合并为一组单独的驾驶自动化级别。等级1到等级4明确地考虑了奇数的限制。相比之下,第5级明确否认任何此类限制。
因此,准确地描述一个特征(level 5除外)需要同时识别其驾驶自动化水平和操作设计领域(ODD)。如上面的定义所述,这种驱动自动化级别和奇数的组合称为使用规范,给定的特性满足给定的使用规范。
因为可能性的范围很广,所以每个关卡都可能存在各种可能的功能(例如,第4个关卡包括停车、高速、低速、地理围栏等)。出于这个原因,SAE J3016提供的关于驱动自动化系统及其用户各自角色的详细信息比定义给定特性的奇数属性要少。
ODD对于理解为什么ADS不是第5级的特别重要,因为它运行的是一个专门的ADS车辆。与5级广告不同的是,4级广告有一个有限的奇数。对ADS- dv的地理或环境限制可能反映了其广告的ODD限制(或者反映了车辆设计的限制)。
图9说明了ODD相对于驾驶自动化水平的正交性。

Figure 10 - Illustrates the significance of ODD relative to the levels.

图10 -说明了奇数相对于水平的重要性。

Figure 11 - ODD relative to levels

图11 -奇数相对水平

7. DEPRECATED TERMS   弃用的条款

For the sake of clarity, this section identifies certain deprecated terms that are not used in this Recommended Practice either because they are functionally imprecise (and therefore misleading) and/or because they are frequently misused by application to lower levels of driving automation (i.e., levels 1 and 2) in which the driving automation system does not perform the entire DDT.为了清晰,本节确定某些弃用的术语是不习惯在这个推荐的做法,因为他们在功能上是不准确的(因此误导)和/或因为他们经常被应用于低水平的滥用驾驶自动化(即水平1和2)的驾驶自动化系统不执行整个DDT

7.1 Autonomous, Self-Driving, Driverless, Unmanned, Robotic   自动驾驶,自动驾驶,无人驾驶,无人驾驶,机器人

Vernacular terms such as those above are sometimes used—inconsistently and confusingly—to characterize driving automation systems and/or vehicles equipped with them. Because automation is the use of electronic or mechanical devices to replace human labor, based on the Oxford English Dictionary, automation (modified by “driving” to provide context) is the appropriate term for systems that perform part or all of the DDT. The use of other terms can lead to confusion, misunderstanding, and diminished credibility.
7.1.1 Autonomous
This term has been used for a long time in the robotics and artificial intelligence research communities to signify systems that have the ability and authority to make decisions independently and self-sufficiently. Over time, this usage was casually broadened to not only encompass decision making, but to represent the entire system functionality, thereby becoming synonymous with automated. This usage obscures the question of whether a so-called “autonomous vehicle” depends on communication and/or cooperation with outside entities for important functionality (such as data acquisition and collection). Some driving automation systems may indeed be autonomous if they perform all of their functions independently and self-sufficiently, but if they depend on communication and/or cooperation with outside entities, they should be considered cooperative rather than autonomous. Some vernacular usages associate autonomous specifically with full driving automation (level 5), while other usages apply it to all levels of driving automation, and some state legislation has defined it to correspond approximately to any ADS at or above level 3 (or to any vehicle equipped with such an ADS).
Additionally, in jurisprudence, autonomy refers to the capacity for self-governance. In this sense, also, “autonomous” is a misnomer as applied to automated driving technology, because even the most advanced ADSs are not “self-governing.” Rather, ADSs operate based on algorithms and otherwise obey the commands of users.
For these reasons, this document does not use the popular term “autonomous” to describe driving automation.
7.1.2 Self-driving
The meaning of this term can vary based on unstated assumptions about the meaning of driving and driver. It is variously used to refer to situations in which no driver is present, to situations in which no user is performing the DDT, and to situations in which a driving automation system is performing any part of the DDT.
7.1.3 Driverless and Unmanned
These terms are frequently misused to describe any vehicle equipped with a level 2 or higher driving automation system. Because “driver” can have many meanings, “driverless” can confuse rather than clarify. (Under J3016’s definitions, an engaged level 3, 4, or 5 ADS displaces a (human) driver.) The term “unmanned” suggests the absence of a person in a vehicle, which can also be misleading because it does not distinguish between a vehicle remotely operated by a human driver and an ADS-operated vehicle in which there are no occupants that have the ability to operate the vehicle.
7.1.4 Robotic
This term is sometimes used to connote level 4 or 5 driving automation, such as a closed-campus ADS-DV or a “robotic taxi,” but it is technically vague because any automation technology could be considered to be “robotic,” and as such it conveys no useful information about the ADS or vehicle in question.

在描述自动驾驶系统和/或配备自动驾驶系统的车辆时,人们有时会不一致地、令人混淆地使用上述术语。根据《牛津英语词典》,自动化是使用电子或机械设备来取代人工劳动,因此自动化(通过“driving”来修饰以提供上下文)是对执行部分或全部DDT的系统的合适术语。使用其他术语会导致混淆、误解和降低可信度。
安装7.1.1自治
这个术语在机器人和人工智能研究领域已经使用了很长一段时间,用来表示有能力和权威独立自主地做出决定的系统。随着时间的推移,这种用法被随意地扩展到不仅包括决策制定,而且还代表整个系统功能,因此成为自动化的同义词。这种用法掩盖了一个问题,即所谓的“自动驾驶汽车”在重要功能(如数据采集和收集)上是否依赖于与外部实体的通信和/或合作。如果一些自动驾驶系统能够独立且自给自足地执行所有功能,那么它们可能确实是自主的,但如果它们依赖于与外部实体的通信和/或合作,那么它们就应该被视为协作而不是自主的。一些方言用法将自动驾驶与全自动驾驶(5级)联系起来,而其他用法将自动驾驶应用于所有级别的自动驾驶,一些州的立法将自动驾驶定义为接近于任何3级或以上的自动驾驶(或任何装备了自动驾驶的车辆)。
另外,在法学中,自治是指自治的能力。从这个意义上说,“自动”也不适用于自动驾驶技术,因为即使是最先进的ADSs也不是“自动管理的”。相反,ADSs是基于算法运行的,而不是服从用户的命令。
由于这些原因,本文档不使用“自动驾驶”这个流行术语来描述驾驶自动化。
7.1.2无人驾驶
这个术语的含义可能会因未说明的关于driving和driver含义的假设而有所不同。它被广泛地用于指没有司机在场的情况,没有用户执行DDT的情况,以及驾驶自动化系统执行DDT的任何部分的情况。
7.1.3无人驾驶和无人驾驶
这些术语经常被误用来描述任何配备了2级或更高驾驶自动化系统的车辆。因为“driver”可能有很多意思,“driverless”可能会让人混淆而不是澄清。(根据J3016的定义,敬业的3级、4级或5级广告取代了(人类)司机。)“无人驾驶”一词意味着车辆中没有人,这也可能具有误导性,因为它无法区分由人类驾驶员远程操作的车辆和没有人能够操作车辆的广告操作车辆。
7.1.4机器人
这个术语有时用来意味着4或5驾驶自动化水平,比如closed-campus ADS-DV或“机器人出租车,”但它在技术上是模糊的,因为任何自动化技术可以被认为是“机器人”,因此它不传达有用的信息的广告或车辆的问题。

7.2 Automated or Autonomous Vehicle   自动驾驶或自动驾驶车辆

This Recommended Practice recommends against using terms that make vehicles, rather than driving, the object of automation, because doing so tends to lead to confusion between vehicles that can be operated by a (human) driver or by an ADS and ADS-DVs, which are designed to be operated exclusively by an ADS. It also fails to distinguish other forms of vehicular automation that do not involve automating part or all of the DDT.
Moreover, a given vehicle may be equipped with a driving automation system that is capable of delivering multiple driving automation features that operate at different levels; thus, the level of driving automation exhibited in any given instance is determined by the feature(s) engaged.
As such, the recommended usage for describing a vehicle with driving automation capability is “level [1 or 2] driving automation system-equipped vehicle” or “level [3, 4, or 5] ADS-equipped vehicle.” The recommended usage for describing a vehicle with an engaged system (vs. one that is merely available) is “level [1 or 2] driving automation system-engaged vehicle” or “level [3, 4, or 5] ADS-operated vehicle.”

7这推荐实践建议不要使用术语,使汽车,而不是开车,自动化的对象,因为这样做会导致混淆的车辆,可以由一个(人类)司机或一个广告和ADS-DVs,由一个设计为专门经营广告。它还未能区分其他形式的车辆自动化,不涉及自动化DDT的部分或全部。
此外,给定的车辆可以配备驾驶自动化系统,该系统能够提供在不同水平上运行的多个驾驶自动化特征;因此,在任何给定情况下,驾驶自动化的水平都是由参与的功能决定的。
因此,推荐使用描述车辆与驾驶自动化能力是“水平[1或2]驾驶自动化系统装备的车辆”或“水平[3,4,或5]ads装备的车辆。推荐使用“[1或2级]驾驶自动化系统接合的车辆”或“[3、4或5级]ads操作的车辆”来描述系统接合的车辆(相对于仅可用的车辆)。

7.3 Control  控制

In colloquial discourse, the term “control” is sometimes used to describe the respective roles of a (human) driver or a driving automation system (e.g., “the driver has control”). The authors of this Recommended Practice strongly discourage, and have therefore deliberately avoided, this potentially problematic colloquial usage. Because the term “control” has numerous technical, legal, and popular meanings, using it without careful qualification can confuse rather than clarify. In law, for example, “control,” “actual physical control,” and “ability to control” can have distinct meanings that bear little relation to engineering control loops. Similarly, the statement that the (human) driver “does not have control” may unintentionally and erroneously suggest the loss of all human authority.
The preferred terms “DDT performance” (as explained in the definition of DDT above) and “operate” (also a defined term, above) reduce potential confusion by specifically describing what the (human) driver or driving automation system actually does in terms of performing part or all of the DDT. This Recommended Practice does use the terms lateral vehicle motion control and longitudinal vehicle motion control, both of which are explicitly defined in terms of specific engineering functions.
If “control” is to be used in a particular driving automation context, it should be carefully qualified. To this end, the one using the term “should first describe the control system they actually intend: the goals, inputs, processes, and outputs to the extent they are determined by a human designer and the authority of the human or computer agents to the extent they are not.” See Bryant Walker Smith, Engineers and Lawyers Should Speak the Same Robot Language

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